Formats for investor’s complaints data to be disclosed monthly by IAs on their website/mobile application:
Data for the month ending November 2024
Sr. No
Received from
Pending at the end of last month
Received
Resolved
Total Pending
Pending Complaints >3 months
Average Resolution time^ (in days)
1
Directly from Investors
0
0
0
0
0
0
2
SEBI (SCORES)
0
0
0
0
0
0
3
Other Sources (if any)
0
0
0
0
0
0
Grand Total
0
0
0
0
0
0
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
Month
Carried forward from previous month
Received
Resolved*
Pending#
April, 2021
0
0
0
0
May, 2021
0
0
0
0
June, 2021
0
0
0
0
July, 2021
0
0
0
0
August, 2021
0
0
0
0
September, 2021
0
0
0
0
October, 2021
0
0
0
0
November, 2021
0
0
0
0
December, 2021
0
0
0
0
January, 2022
0
0
0
0
February, 2022
0
0
0
0
March, 2022
0
0
0
0
April, 2022
0
0
0
0
May, 2022
0
0
0
0
June, 2022
0
0
0
0
July, 2022
0
0
0
0
August, 2022
0
0
0
0
September, 2022
0
0
0
0
October, 2022
0
0
0
0
November, 2022
0
0
0
0
December, 2022
0
0
0
0
January, 2023
0
0
0
0
February, 2023
0
0
0
0
April, 2023
0
0
0
0
May, 2023
0
0
0
0
June, 2023
0
0
0
0
July, 2023
0
0
0
0
August, 2023
0
0
0
0
September, 2023
0
0
0
0
October, 2023
0
0
0
0
November, 2023
0
0
0
0
December, 2023
0
0
0
0
January, 2024
0
0
0
0
February, 2024
0
0
0
0
March, 2024
0
0
0
0
April, 2024
0
0
0
0
May 2024
0
0
0
0
June 2024
0
0
0
0
Jully 2024
0
0
0
0
August 2024
0
0
0
0
September 2024
0
0
0
0
October 2024
0
0
0
0
November 2024
0
0
0
0
*Inclusive of complaints of previous months resolved in the current month. #Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
SN
Year
Carried forward from previous year
Received
Resolved*
Pending#
1
2018-19
0
0
0
0
2
2019-20
0
0
0
0
3
2020-21
0
0
0
0
4
2021-22
0
0
0
0
5
2022-23
0
0
0
0
6
2023-24
0
0
0
0
Grand Total
0
0
0
0
*Inclusive of complaints of previous years resolved in the current year. #Inclusive of complaints pending as on the last day of the year.
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
Deepa is the driving force behind the success of TBNG Capital Advisors' Bangalore office. With a Certified Financial Planner Certification and MBA degree with 6 years of experience, she expertly manages all the clients in Bangalore single-handedly, leveraging her extensive knowledge and expertise. Her determination and dedication are evident in her commitment to turning her clients' dreams into reality. By thoroughly understanding their goals and working collaboratively, Deepa ensures that each client's financial journey is smooth and successful. Her exceptional client-advisor relationships are built on trust and confidence, with clients valuing her advice and recommendations. Beyond her professional achievements, Deepa is a fun-loving individual who practices yoga daily, bringing discipline and balance to her work. Her holistic approach to life and work makes her an invaluable asset to TBNG Capital Advisors and a trusted partner for her clients.